10B+ Tech-Forward Independent Wealth Platform

Overview

A technology-led, fee-based RIA making great financial advice easier to deliver. The firm pairs a modern advisor operating system with open architecture, multi-custodial flexibility, and comprehensive human support to help advisors transition, scale, and deliver a differentiated client experience — all while retaining full ownership of their practice and client relationships.

Strong fit for firms seeking a technology-forward, scalable independent platform with outsourced Chief Operating Officer, Chief Marketing Officer & Chief Technology Officer Capabilities.

Highlights

• Approximately $10B in assets under management, supported by established infrastructure, significant growth capital, and a long-term commitment to product innovation.
• Firms retain full ownership of their practice and client relationships, with the flexibility to operate under their own brand.
• Tech company with in-house engineering team building processes towards your needs and your requests to help you scale to 2B AUM+ and beyond
• Built for RIAs, teams and independent practices affiliated with another platform, or transitioning away from an RIA, Wirehouse, or private bank.
• Technology is central to the firm’s DNA, with an internal engineering team and a rapid product-development cycle.
• Advisors participate directly in product development through dedicated feedback channels, creating a responsive and collaborative ecosystem.
• The firm’s proprietary AI platform works across the advisor’s full technology stack to surface insights, recommend client actions, and streamline workflows — all within an open-architecture environment; advisors are not required to use proprietary products.
• Fee-based, multi-custodial RIA with custody options through Charles Schwab, Fidelity IWS, and Fidelity NFS.
• Comprehensive support includes operations, compliance, marketing, client service, and an investment management team / Office of the CIO — including a dedicated Client Service Associate (CSA) supporting each practice.
• Customized, comprehensive compensation packages built around each practice.

Requirements

• $500M+ advisory AUM