Independent RIA 

Overview  

Dynamic and fast growing $400M+ AUM Independent RIA seeks a seasoned Advisor to inherit relationships and to continue develop his/her own book of business in a collaborative ensemble practice. Fee-based fiduciary culture with significant Firm generated lead flow. 

Highlights 

• Strong expertise in advising newly independent women, and entrepreneurs looking towards liquidity events 

• Extensive marketing budget that drives a continuous stream of warm leads and prospects for advisors 

• Provide comprehensive wealth management services inclusive of financial planning, tax planning, estate planning and risk management 

• In house tax prep and advice capabilities  

• Clear track towards equity ownership 

• Member of the Broker Protocol 

Requirements 

• Track record of business development from an external network 

• CFP, CDFA, CEP or CEPA