300M Team moves from IBD to RIA

Achieves 22%+ Organic Growth Year One

Overview

300M AUM Team departs IBD to join a fast growing and dynamic Independent RIA and attains first year growth of 52% (22% organic growth) through successful utilization of offerings.

Retain autonomy, control and independence while partnering with collegial culture in an employee owned, “anti-private equity” multi-billion AUM RIA that offers far more than a typical BD partnership for the fee-based practice.

Highlights

•  Flexible deal structuring provides new stakeholders with the same equity opportunities as founders,creating a collaborative environment for advisors to better serve their clients.
• Gain 400 hours/year on average by leveraging discretionary platform resources to optimize time management with 25% of advisors gaining over 700 hours a year after joining.
  
• Proven experience in M&A and integration to create a streamlined
  transition process utilizing expert third-party service providers with vast experience in transitioning advisors to RIA’s
  
• Comprehensive, open architecture in-house investment management platform delivering solutions across individual equities and fixed income solutions, mutual funds, ETF’s and alternative investments.
• Access to extensive planning capabilities inclusive of in-house tax planning and compliance and estate planning for high net worth and ultra-high net worth clientele (1M-100M+ level
•  Enhanced cash management with superior sweep programs.
• Leverage full-service operations and support teams to offload benefits, payroll, office finances, back-office duties and compliance.
• Custodian optionality and firm integration across custodial platforms (Fidelity, Schwab or Pershing).