Chief Compliance Officer (Filled)

Boston, MA

Multi-Billion AUM RIA 

Multi-Billion AUM RIA seeks a Chief Compliance Officer to provide executive
leadership and strategy over compliance, risk management, control & operations. 
The CCO will oversee regulatory compliance and play a key role in the diligence and
integration of all acquired businesses for a firm that has been growing extensively
through acquisitions.  

  • Oversee all compliance, regulatory interaction and audit functions for a fast
    growing, multi-billion AUM RIA 
  • Develop and implement an overall strategic vision for the compliance functional
    areas in an entrepreneurial, growth minded culture 
  • Proactively collaborate with Sales, Legal, Marketing, Operations, and other
    departments to ensure compliance issues are resolved 
  • Manage the compliance review of all marketing materials produced by the firm. 
  • Competitive base compensation, profit and performance driven bonuses and
    excellent benefits 


  •  5+ years’ RIA compliance or Law Firm SEC compliance experience  

About Leah Yosef International: Leah Yosef International is a boutique executive search firm specializing in the private wealth and investment management arena, catering to single/multi-family offices and registered investment advisory (RIA) firms nationwide. With a proven track record of success, Leah Yosef International delivers premier talent, placing financial advisors, relationship managers, investment managers, subject-matter experts, and directors and C-level leaders in operational, investment, and compliance roles.